-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KqFL8PdWzgwkLjUEcYXqZ7N2a0mOSM9qVQ6315oiUjaqXSNhAg/cRZzQ7y3kaf8i gC9F4nwQAQGe9g3wqduIWw== 0000950135-98-001090.txt : 19980218 0000950135-98-001090.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950135-98-001090 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: CHARLES RIVER PARTNERSHIP VII GROUP MEMBERS: MICHAEL J. ZAK GROUP MEMBERS: RICHARD M. BURNES, JR. GROUP MEMBERS: TED R. DINTERSMITH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCORD COMMUNICATIONS INC CENTRAL INDEX KEY: 0000915290 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 042710876 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52793 FILM NUMBER: 98543502 BUSINESS ADDRESS: STREET 1: 33 BOSTON POST ROAD WEST CITY: MARLBORO STATE: MA ZIP: 01752 BUSINESS PHONE: 5084604646 MAIL ADDRESS: STREET 1: 33 BOSTON POST ROAD WEST CITY: MARLBORO STATE: MA ZIP: 01752 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES RIVER PARTNERSHIP VII CENTRAL INDEX KEY: 0001055582 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1000 WINTER ST STREET 2: STE 3300 CITY: WALTHAM STATE: MA ZIP: 02154 BUSINESS PHONE: 7814877060 MAIL ADDRESS: STREET 1: 1000 WINTER ST STREET 2: STE 3300 CITY: WALTHAM STATE: MA ZIP: 02154 SC 13G 1 CHARLES RIVER VII GP LIMITED PARTNERSHIP 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* Concord Communiciations, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common - -------------------------------------------------------------------------------- (Title of Class of Securities) 206186108 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this /X/ statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 10 Pages SEC 1745 (10-85) 2 CUSIP NO 68219P108. 13G PAGE 2 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Charles River VII GP Limited Partnership S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 04-3246399 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,960,785 BENEFICIALLY ----------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 0 REPORTING ----------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 1,960,785 ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,960,785 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- 3 CUSIP NO 68219P108. 13G PAGE 3 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Charles River Partnership VII S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 04-3246379 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,960,785 BENEFICIALLY ----------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 0 REPORTING ----------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 1,960,785 ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,960,785 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 4 CUSIP NO 68219P108 13G PAGE 4 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING Richard M. Burnes, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER SHARES 6,250 BENEFICIALLY ----------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 1,960,785 REPORTING ----------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 6,250 ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,960,785 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,967,035 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 5 CUSIP NO 68219P108. 13G PAGE 5 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING Ted R. Dintersmith. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER SHARES 1,250 BENEFICIALLY ----------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 1,960,785 REPORTING ----------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 1,250 ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,960,785 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,962,035 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 6 CUSIP NO 68219P108. 13G PAGE 6 OF 10 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING Michael J. Zak. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5 SOLE VOTING POWER SHARES 2,275 BENEFICIALLY ----------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 1,960,785 REPORTING ----------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 2,275 ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,960,785 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,963,060 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 7 SCHEDULE 13G Page 7 of 10 Pages Item 1: (a) Name of Issuer: Concord Communications, Inc. (b) Address of Issuer's Principal Executive Offices: 33 Boston Post Road, West; Marlboro, MA 01752 Item 2: (a) Name of Person Filing: Charles River Partnership VII, Charles River VII GP Limited Partnership, Richard M. Burnes, Jr., Ted R. Dintersmith and Michael J. Zak. Charles River VII GP Limited Partnership is the general partner of Charles River Partnership VII;. Messrs. Dintersmith Burnes and Zak are the individual general partners of Charles River Partnership VII GP Limited Partnership. (b) Address of Principal Business Office or, if none, Residence: The address of the principle business office of Charles River Partnership VII, Charles River VII GP Limited Partnership and each of Messrs. Burnes, Dintersmith, and Zak is Charles River Ventures, 1000 Winter Street, Suite 3300, Waltham, MA 02154 (c) Citizenship: Charles River Partnership VII and Charles River VII GP Limited Partnership are limited partnerships organized under the laws of the state of Delaware. Each of Messrs. Burnes, Dintersmith and Zak is a United States Citizen. (d) Title of Class of Securities: Common Stock. (e) CUSIP Number: 68219P108 Item 3: Item 4: (a) Amount Beneficially Owned: Charles River Partnership VII and Charles River VII GP Limited Partnership may be deemed to own beneficially and of record 1,960,785 shares of Common Stock as of December 31, 1997. Ted R. Dintersmith may be deemed to own beneficially and of record 1,962,035 shares of Common Stock as of December 31, 1997. Richard M. Burnes, Jr. may be deemed to own beneficially and of record 1,967,035 shares of Common Stock as of December 31, 1997. Michael J. Zak may be deemed to won beneficially and of record 1,963,060 shares of Common Stock as of December 31, 1997. (b) Percent of Class: Charles River Partnership VII - 16.4%; Charles River VII GP Limited Partnership - 16.4%; Richard M. Burnes Jr. - 16.5%; Ted R. Dintersmith - 16.4%; Michael J. Zak - 16.4%; (based on 11,940,816 shares of Common Stock reported to be outstanding in the 9/30/97 Form 10Q). (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: Charles River Partnership VII: 1,960,785 shares; Charles River VII GP Limited Partnership: 1,960,785; Mr. Burnes: 6,250 shares; Mr. Dintersmith: 1,250 shares; Mr. Zak: 2,275 shares. (ii) shared power to vote or to direct the vote: Charles River Partnership VI: 0 shares; Charles River VII GP Limited Partnership: 1,960,785; Mr. Burnes: 1,960,785 shares; Mr. Dintersmith: 1,960,785 shares; Mr. Zak: 1,960,785 shares (iii) sole power to dispose or direct the disposition of: Charles River Partnership VII: 1,960,785 shares; Charles River VII GP Limited Partnership: 1,960,785 shares; Mr. Burnes: 6,250 shares; Mr. Dintersmith: 1,250 shares; Mr. Zak: 2,275 shares. (iv) shared power to dispose or to direct the disposition of: Charles River Partnership VII: 0 shares; Charles River VII GP Limited Partnership: 1,960,785 shares; Mr. Burnes: 1,960,785 shares; Mr. Dintersmith: 1,960,785 shares; Mr. Zak: 1,960,785 shares Each of Messrs. Burnes, Dintersmith, and Zak expressly disclaims beneficial ownership of the 1,960,785 shares of Common Stock held of record by Charles River Partnership VII. 8 SCHEDULE 13G Page 8 of 10 Pages Item 5: Ownership of Five Percent or Less of a Class: Not Applicable Item 6: Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7: Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8: Identification and Classification of Members of the Group: Not Applicable Item 9: Notice of Dissolution of Group: Not Applicable Item 10: Certification: Not Applicable EX-99.1 2 JOINT FILING AGREEMENT 1 EXHIBIT 1 9 Page of 10 Pages AGREEMENT Pursuant to Rule 13d-1 (f) (1) under the Securities and Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respects to the ownership by each of the undersigned of shares of Concord Communications, Inc. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Executed this 12th day of February, 1998 Dated: February 12, 1998 Charles River Partnership VII By: Charles River VII GP Limited Partnership By: signed____________________ Richard M. Burnes, Jr. Authorized General Partner Charles River VII GP Limited Partnership By: signed____________________ Richard M. Burnes, Jr. Authorized General Partner signed__________________________ Richard M. Burnes, Jr. signed__________________________ Ted R. Dintersmith signed__________________________ Michael J. Zak EX-99.2 3 REPORTING PERSON RELATIONSHIPS 1 EXHIBIT 2 Page 10 of 10 Pages REPORTING PERSON RELATIONSHIPS On December 31, 1997, Charles River Partnership VII ("CRP VII") was the registered holder of 1,960,785 shares of Concord Communications, Inc common stock. The general partner of CRP VII is Charles River VII GP Limited Partnership ("CRP VII GP"). The individual general partners of CRP VII GP are Richard M. Burnes, Jr., Ted R. Dintersmith and Michael J. Zak. CRP VII GP and Messrs. Burnes, Dintersmith and Zak disclaim beneficial ownership of the shares held by CRP VII for which it / he does not have a pecuniary interest. -----END PRIVACY-ENHANCED MESSAGE-----